axway.com
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04
Improve compliance and risk management to comply with FSA requirements
Challenge Impact Operational intelligence benefits
A large bank headquartered in the UK needed
to comply with the FSA requirement that the
institution maintain the ability to monitor — in real
time — its constantly shifting positions in sterling
and euro. It had to be able to track and report
the intraday credit limit policies as they apply to
extending credit to its correspondent banks with
collateral requirements, credit limit exposure, etc.
It also needed real-time monitoring of top-end
corporate and financial institution customers
against payment settlement limits to effectively
examine the bank's exposure.
The Operational Intelligence solution delivers
the real-time ability to track and report the bank's
liquidity position at any point in time for each
of the clearing and settlement networks. It not
only allows the bank to meet the FSA intraday
liquidity reporting requirements, but also
simplifies any investigation, FSA audit, or other
regulatory inquiry.
• Comply with the FSA requirements
• Gain real-time insights and
situational awareness
• Quickly respond to audits and inquiries
Where does Compliance and Risk impact your organization?
Any regulatory process that is time sensitive.
